Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Elaine Nelson is a financial advisor with over 7 years of experience in the industry. Nicole is currently registered with Vanguard Marketing Corp. and is licensed in 53 states. Nicole has held previous roles at firms such as ROBINHOOD FINANCIAL, LLC, BANCWEST INVESTMENT SERVICES, INC., NORTHERN TRUST SECURITIES, INC., and COLE CAPITAL CORPORATION. Nicole is qualified to provide investment advice and financial planning services, and has passed exams in the areas of general securities, securities industry essentials, and uniform securities agent state law.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
06/01/2023 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
01/04/2021 - 08/09/2022
ROBINHOOD FINANCIAL, LLC (Tempe AZ)
AZ
08/23/2018 - 12/09/2020
BANCWEST INVESTMENT SERVICES, INC. (TEMPE AZ)
AZ
04/27/2017 - 03/05/2018
NORTHERN TRUST SECURITIES, INC. (Tempe AZ)
AZ
08/27/2014 - 12/20/2016
COLE CAPITAL CORPORATION (PHOENIX AZ)
BC
Issued 09/23/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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