Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Johnson is a financial professional with over 29 years of experience in the financial services industry. Nicole is currently registered with Cambridge Investment Research, Inc. Nicole has held previous positions with The Investment Center, Inc., Woodbury Financial Services, Inc. and Hartford Investment Financial Services, LLC. Nicole is licensed in Iowa and Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
04/18/2022 - Present
Cambridge Investment Research, Inc. (FAIRFIELD IA)
NJ
07/15/2014 - 04/11/2022
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
MN
03/22/2004 - 08/05/2014
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
PA
05/02/2002 - 03/11/2004
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WAYNE PA)
MN
05/12/1993 - 12/31/2001
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BC
Issued 07/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/11/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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