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Nicole E Yates

Voya Financial Partners, LLC

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About Nicole E Yates

Nicole Yates is a financial advisor with over 7 years of experience in the industry. Nicole holds the Series 6, 7 and 66 licenses. She is currently registered with Voya Financial Partners, LLC. Nicole previously worked at Goldman Sachs Custody Solutions, USAA Financial Advisors, Inc., VALIC Financial Advisors, Inc., Fidelity Brokerage Services LLC, and T. Rowe Price Investment Services, Inc. Nicole is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

Nicole Yates is currently registered with Voya Financial Partners, LLC. Voya Financial Partners, LLC is a Limited Liability Company formed in November 2000. The firm is registered in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicole Yates’s Registration & Firm History

MA

07/17/2023 - Present

Voya Financial Partners, LLC (BRAINTREE MA)

CO

04/22/2020 - 04/13/2023

GOLDMAN SACHS CUSTODY SOLUTIONS (Colorado Springs CO)

CO

12/23/2016 - 04/26/2019

USAA FINANCIAL ADVISORS, INC. (COLORADO SPRINGS CO)

CO

04/13/2016 - 11/09/2016

VALIC FINANCIAL ADVISORS, INC. (LAKEWOOD CO)

CO

12/01/2015 - 01/13/2016

FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)

CO

04/23/2014 - 10/07/2015

T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)

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Licenses & Designations

BOTH

Issued 04/20/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2015

Series 7 - General Securities Representative Examination

BC

Issued 04/22/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Nicole E Yates. Review regulatory record here.
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