Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Nonn is a financial advisor with Morgan Stanley. Nicole has been in the financial industry for over 20 years, and is registered with the state of Illinois, as well as many other states. Nicole has previously worked with UBS Financial Services Inc. and Smith, Moore & Co., where she gained experience in the industry. Nicole holds FINRA Series 66, 7, and SIE licenses. Nicole is a dedicated advisor that will work with individuals, corporations, and charities to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
02/11/2014 - Present
Morgan Stanley (Edwardsville IL)
MO
11/04/2003 - 06/24/2010
UBS FINANCIAL SERVICES INC. (ST. LOUIS MO)
MO
08/20/2003 - 11/13/2003
SMITH, MOORE & CO. (CLAYTON MO)
NJ
06/21/2000 - 05/14/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
05/27/2000 - 06/13/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/09/2000 - 05/27/2000
SCHRODER & CO. INC. (NEW YORK NY)
BOTH
Issued 05/18/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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