Unclaimed
Nicole Denice Butler is a financial advisor with Fidelity Brokerage Services LLC. Nicole has been in the financial services industry since 2010. She is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 6, Series 63 and SIE licenses. Nicole has experience in various financial services, including investment company products and variable contracts, and general securities. She is registered in 19 states, including Ohio, Colorado, and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
03/21/2022 - Present
Fidelity Brokerage Services LLC (BEAVERCREEK OH)
OH
10/23/2008 - 04/17/2020
PRUCO SECURITIES, LLC. (CINCINNATI OH)
BC
Issued 06/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/13/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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