Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Bascombe is a financial advisor with Edward Jones. Nicole has been in the financial services industry since 2006. Nicole is registered with the state of Arizona. Nicole has earned several professional designations and holds several licenses, including Series 3, 7, 9, 10, 24, 63, 65, 99 and SIE. Nicole has a strong track record of success in providing financial advice to individuals, families, and businesses. Nicole is committed to providing her clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
02/13/2025 - Present
Edward Jones (TEMPE AZ)
AZ
05/09/2022 - 08/09/2023
RBC CAPITAL MARKETS, LLC (PHOENIX AZ)
AZ
06/08/2015 - 06/09/2022
MORGAN STANLEY (GILBERT AZ)
FL
01/08/2009 - 05/20/2014
PERSHING ADVISOR SOLUTIONS LLC (LAKE MARY FL)
NJ
08/02/2006 - 01/09/2009
PERSHING LLC (JERSEY CITY NJ)
IA
Issued 03/18/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/30/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/26/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2017
Series 3 - National Commodity Futures Examination
BC
Issued 08/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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