Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Dee Halhouli is a registered representative with Charles Schwab & Co., Inc. and has been in the industry since 2008. Nicole is a licensed securities agent and has also passed the Series 3, 4, 7, 9, 24, 34, and SIE exams. In addition to her current role at Charles Schwab, Nicole has previously held positions with TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc.. Nicole provides financial planning services and acts as a referral source for the wrap fee program sponsor. Nicole Dee Halhouli has a branch office location in Omaha, NE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NE
10/12/2022 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
08/15/2016 - 05/19/2024
TD AMERITRADE, INC. (OMAHA NE)
NE
12/01/2010 - 08/19/2016
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
01/09/2012 - 01/29/2014
TD AMERITRADE, INC. (OMAHA NE)
NE
07/18/2008 - 12/01/2010
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 07/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2022
Series 4 - Registered Options Principal Examination
BC
Issued 04/08/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/12/2009
Series 24 - General Securities Principal Examination
BC
Issued 06/22/2023
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 01/06/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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