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Nicole Dawn Lemley

Cambridge Investment Research, Inc.

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About Nicole Dawn Lemley

Nicole Dawn Lemley is a financial professional affiliated with Cambridge Investment Research, Inc. Nicole has been in the industry for over 6 years and holds the Series 7, Series 24, and SIE licenses. Nicole's current employment is with Cambridge Investment Research, Inc. and she is registered to offer securities in Iowa.

Firm Information

Nicole Lemley is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicole Lemley’s Registration & Firm History

IA

05/31/2017 - Present

Cambridge Investment Research, Inc. (FAIRFIELD IA)

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Licenses & Designations

BC

Issued 07/09/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/31/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Nicole Dawn Lemley. Review regulatory record here.
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