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Nicole D Sliwa

First Manhattan Co. LLC

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About Nicole D Sliwa

Nicole Sliwa is a registered representative with First Manhattan Co. LLC and has been in the industry since August 2005. Nicole has experience at Morgan Stanley and Morgan Stanley & Co. Incorporated. Nicole holds Series 7, 31, 66 and SIE licenses. First Manhattan Co. LLC is a registered investment advisor with a focus on portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.

Firm Information

Nicole Sliwa is currently registered with First Manhattan Co. LLC. First Manhattan Co. LLC is an investment advisor based in NEW YORK, NY. With over $31 billion in regulatory assets under management, they offer financial planning and portfolio management services to high-net-worth individuals, individuals other than high-net-worth, corporations, investment companies, charitable organizations, pooled investment vehicles, pension and profit sharing plans, and insurance companies. They participate in wrap fee programs.
First Manhattan Co. LLC

399 PARK AVENUE

NEW YORK, NY 10022

$31.83B

Assets Under Management

Not reported

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Nicole Sliwa’s Registration & Firm History

NY

02/16/2023 - Present

First Manhattan Co. LLC (NEW YORK NY)

NY

06/01/2009 - 05/22/2019

MORGAN STANLEY (NEW YORK NY)

NY

08/30/2005 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/17/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/11/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 08/29/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Nicole D Sliwa. Review regulatory record here.
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