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Nicole D Shonka

Empower Financial Services, Inc.

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About Nicole D Shonka

Nicole Shonka is a financial professional with over 20 years of experience in the financial services industry. Nicole has been registered with Empower Financial Services, Inc. since January 24, 2020. Prior to joining Empower, Nicole was employed by Thrivent Investment Management Inc. and OppenheimerFunds Distributor, Inc. Nicole holds the Series 6 and Securities Industry Essentials Examination licenses.

Firm Information

Nicole Shonka is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicole Shonka’s Registration & Firm History

CO

01/24/2020 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

CO

06/26/2019 - 10/09/2019

THRIVENT INVESTMENT MANAGEMENT INC. (Greenwood Village CO)

CO

07/01/1999 - 05/31/2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Nicole D Shonka. Review regulatory record here.
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