Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Mauro is a financial advisor with Stifel, Nicolaus & Company, Inc., with over 15 years of experience in the industry. Nicole has a strong background in the securities industry, having previously worked with firms such as Susquehanna Financial Group, LLLP, Lloyds Securities, and KGS-Alpha Capital Markets, L.P. Nicole's expertise lies in various areas including securities, commodities, futures, investment advisory, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
03/18/2021 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
05/01/2017 - 12/21/2020
SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)
NY
10/22/2014 - 04/04/2017
LLOYDS SECURITIES (NEW YORK NY)
NY
06/14/2012 - 09/03/2014
KGS-ALPHA CAPITAL MARKETS, L.P. (NEW YORK NY)
NY
01/11/2011 - 12/05/2011
MF GLOBAL INC. (NEW YORK NY)
NY
10/25/2006 - 12/13/2010
WALL STREET ACCESS (NEW YORK NY)
BC
Issued 12/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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