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Nicole D Connell

Icapital Markets LLC

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About Nicole D Connell

Nicole Connell is a registered representative associated with iCapital Markets LLC in New York, NY. Nicole has passed both the Series 7 and SIE exams.

Firm Information

Nicole Connell is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicole Connell’s Registration & Firm History

NY

01/19/2024 - Present

Icapital Markets LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/19/2024

Series 7TO - General Securities Representative Examination

BC

Issued 01/14/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicole D Connell.
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