Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Clayton is a financial advisor with over 8 years of experience in the industry. She currently holds registrations with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Nicole is based out of the Fenton and St. Louis, Missouri offices. Previously, Nicole was a registered representative for Edward Jones, TD Ameritrade, Inc., and Scottrade, Inc. She has experience working with individuals, corporations, and institutional clients and is dedicated to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/20/2024 - Present
Wells Fargo Advisors Financial Network, LLC (Fenton MO)
MO
06/24/2019 - 09/03/2020
EDWARD JONES (ST LOUIS MO)
MO
02/26/2018 - 06/14/2019
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
05/05/2015 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
BOTH
Issued 06/07/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/12/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/15/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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