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Nicole Christine Williams

Morgan Stanley

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About Nicole Christine Williams

Nicole Christine Williams is a registered representative with Morgan Stanley. Nicole has been in the industry for 11 years and has experience with Wells Fargo Advisors LLC, WELLS FARGO CLEARING SERVICES, LLC, PRUDENTIAL ANNUITIES DISTRIBUTORS, INC, THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, EDWARD JONES, WALNUT STREET SECURITIES, INC., A I M DISTRIBUTORS, INC., and AMERICAN SKANDIA MARKETING, INC.. Nicole holds Series 6, 7, 63, and 66 securities licenses as well as the SIE exam. Nicole specializes in providing financial planning, portfolio management for businesses, and portfolio management for individuals.

Firm Information

Nicole Williams is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Nicole Williams’s Registration & Firm History

NY

06/16/2021 - Present

Morgan Stanley (PURCHASE NY)

CT

05/17/2016 - 07/16/2019

WELLS FARGO CLEARING SERVICES, LLC (WEST HARTFORD CT)

CT

12/08/2014 - 05/18/2016

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

CT

06/10/2014 - 11/18/2014

EDWARD JONES (GLASTONBURY CT)

CA

01/29/2004 - 04/15/2005

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

TX

05/21/2001 - 01/31/2002

A I M DISTRIBUTORS, INC. (HOUSTON TX)

CT

09/20/2000 - 01/02/2001

AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)

CT

05/05/1999 - 07/13/1999

AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)

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Licenses & Designations

BOTH

Issued 07/03/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/17/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2014

Series 7 - General Securities Representative Examination

BC

Issued 05/04/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nicole Christine Williams.
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