Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Christine Nugent is a registered representative with Armory Securities, LLC in El Segundo, CA. Nicole has been in the financial industry for 19 years. Nicole previously worked at Cascada Capital, LLC, First Beverage Advisors, LLC, and Imperial Capital, LLC. Nicole holds Series 7, 63, 79TO, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/25/2023 - Present
Armory Securities, LLC (El Segundo CA)
CA
03/26/2018 - 08/17/2021
CASCADIA CAPITAL, LLC (MARINA DEL REY CA)
CA
06/30/2014 - 03/05/2018
FIRST BEVERAGE ADVISORS, LLC (Los Angeles CA)
CA
03/08/2004 - 04/29/2014
IMPERIAL CAPITAL, LLC (LOS ANGELES CA)
NY
08/18/2003 - 03/03/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
08/11/1998 - 08/25/1999
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 08/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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