Unclaimed
Nicole Christina Thompson is a registered representative with Benefit Finance Securities, LLC in Saint Louis, Missouri. Nicole has been in the securities industry since April 17, 2023. Nicole has passed the Series 63, Series 7TO, Series 3, Series 24 and SIE exams. Nicole is registered in Missouri and South Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
04/18/2023 - Present
Benefit Finance Securities, LLC (ST. LOUIS MO)
BC
Issued 04/28/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2023
Series 24 - General Securities Principal Examination
BC
Issued 04/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/03/2023
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2021
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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