Invested Better
Unclaimed

Unclaimed

Unclaimed

Nicole Christina Thompson

Benefit Finance Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Nicole? Claim Your Profile

About Nicole Christina Thompson

Nicole Christina Thompson is a registered representative with Benefit Finance Securities, LLC in Saint Louis, Missouri. Nicole has been in the securities industry since April 17, 2023. Nicole has passed the Series 63, Series 7TO, Series 3, Series 24 and SIE exams. Nicole is registered in Missouri and South Dakota.

Firm Information

Nicole Thompson is currently registered with Benefit Finance Securities, LLC. Benefit Finance Securities, LLC is a Limited Liability Company formed on December 4, 1997. The firm is registered with the SEC and in 35 states.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Nicole Thompson’s Registration & Firm History

MO

04/18/2023 - Present

Benefit Finance Securities, LLC (ST. LOUIS MO)

Not sure if Nicole Christina Thompson is right for you?

Licenses & Designations

BC

Issued 04/28/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/09/2023

Series 24 - General Securities Principal Examination

BC

Issued 04/18/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/03/2023

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/2021

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicole Christina Thompson.
Not sure if Nicole Christina Thompson is right for you?