Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Christina Penn is a registered representative with International Assets Advisory, LLC, a firm that specializes in offering portfolio management services to individuals, businesses, and pooled investment vehicles. Nicole is a licensed and experienced professional, holding the Series 6, Series 63, and SIE licenses. Nicole has been in the financial services industry since 2016 and her previous experience includes working for National Securities Corporation and WFG Investments, Inc. Nicole is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
06/25/2019 - Present
International Assets Advisory, LLC (BROWNWOOD TX)
TX
08/22/2017 - 06/19/2019
NATIONAL SECURITIES CORPORATION (BROWNWOOD TX)
TX
08/23/2016 - 08/16/2017
WFG INVESTMENTS, INC. (BROWNWOOD TX)
BC
Issued 04/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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