Unclaimed
Nicole Harrison is a financial advisor with Cetera Investment Advisers LLC, where she has been employed since August 2023. Nicole holds both Series 7 and 66 licenses, and is also a Certified Financial Planner. Her specializations include financial planning, portfolio management, and investment advice for businesses and individuals. Nicole has over 13 years of experience in the financial services industry. Before joining Cetera, Nicole was employed by Securian Financial Services, Inc. from January 2010 to August 2023. Nicole Harrison is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
02/02/2024 - Present
Cetera Investment Advisers LLC (ROCKVILLE MD)
MD
01/15/2010 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (ROCKVILLE MD)
BOTH
Issued 3/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/14/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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