Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Barnard is a financial professional with over 16 years of experience in the industry. Nicole is currently registered with Broadridge Business Process Outsourcing, LLC and holds Series 6, Series 7 and SIE licenses. Nicole has been with Broadridge Business Process Outsourcing, LLC since November 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/29/2005 - Present
Broadridge Business Process Outsourcing, LLC (DENVER CO)
BC
Issued 02/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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