Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Mendez is a registered representative with Raymond James & Associates, Inc. Nicole has been in the industry since 2021. Nicole has Series 63, Series 7TO and SIE licenses. Nicole is registered in 53 states and is located in St. Petersburg, Florida at the Raymond James & Associates, Inc. branch office. Prior to Raymond James & Associates, Inc., Nicole worked at MORGAN STANLEY and E*TRADE SECURITIES LLC. Nicole specializes in providing financial planning, portfolio management and investment advice to high net worth individuals, corporations, insurance companies, charitable organizations, pension and profit sharing plans, banking or thrift institutions and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/22/2024 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
01/18/2023 - 04/26/2024
MORGAN STANLEY (Tampa FL)
NJ
04/08/2021 - 09/05/2023
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
BC
Issued 04/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/22/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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