Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Brielle Simpson is a financial advisor with Vanderbilt Advisory Services. Nicole has been working in the financial services industry since April 16, 1993. Nicole has experience in providing financial planning and portfolio management services to individuals and businesses. Nicole is a CERTIFIED FINANCIAL PLANNER™ professional. Nicole holds a Series 3, Series 7, Series 63, and Series 65 licenses. Nicole has previously worked for Next Financial Group, Inc., PNC Investments, MetLife Securities Inc., Metropolitan Life Insurance Company, Morgan Stanley DW Inc., Legg Mason Wood Walker, Incorporated, Smith Barney Inc., and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/18/2023 - Present
Vanderbilt Advisory Services (WOODBURY NY)
NJ
11/06/2007 - 08/20/2023
NEXT FINANCIAL GROUP, INC. (PISCATAWAY NJ)
NJ
08/24/2005 - 11/13/2007
PNC INVESTMENTS (BRIDGEWATER NJ)
MA
02/06/2003 - 08/26/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/06/2003 - 08/26/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
08/09/2000 - 01/07/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
MD
04/08/1997 - 08/09/2000
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
06/11/1996 - 03/06/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
11/16/1992 - 03/11/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1995
Series 3 - National Commodity Futures Examination
BC
Issued 11/12/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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