Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Brawer is a financial professional with over 13 years of experience in the financial services industry. Nicole is currently registered with Cetera Investment Services LLC. Nicole has held previous positions at SunTrust Investment Services, Inc. and Wachovia Securities, LLC. Nicole holds Series 6, Series 63, and SIE licenses. Nicole is currently registered in Alabama, Florida and Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
01/27/2015 - Present
Cetera Investment Services LLC (NEW PORT RICHEY FL)
FL
07/31/2009 - 11/06/2013
SUNTRUST INVESTMENT SERVICES, INC. (NEW PORT RICHEY FL)
FL
11/16/2007 - 02/25/2008
WACHOVIA SECURITIES, LLC (HOLIDAY FL)
BC
Issued 09/16/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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