Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Pecknold is a financial advisor with Ameriprise Financial Services, LLC, and has been in the industry since 1999. Nicole is a CERTIFIED FINANCIAL PLANNER™ professional and is registered with the state of Connecticut and Texas. Nicole has over 20 years of experience in the financial services industry, providing financial advice and investment management services to individuals, families, and businesses. Nicole's expertise includes financial planning, retirement planning, investment management, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
02/10/2023 - Present
Ameriprise Financial Services, LLC (NORTH HAVEN CT)
CT
07/11/2002 - 08/07/2013
UBS SECURITIES LLC (STAMFORD CT)
NY
09/28/2001 - 07/02/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
08/02/2000 - 08/23/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
03/01/1996 - 12/15/1999
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
IA
Issued 02/05/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nicole Pecknold is the right advisor for you? Invested Better is here to help.
