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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Bernadette Bargas is a financial advisor with over 20 years of experience in the industry. Nicole is currently registered as an Investment Advisor Representative with Captrust. Nicole has a strong background in financial planning, portfolio management, and investment advisory services. Nicole holds the Series 6, Series 7 and Series 66 licenses. Nicole's areas of expertise include pension consulting, portfolio management for individuals, businesses, and pooled investment vehicles. Nicole is also a Certified Financial Planner. Nicole provides financial planning and investment advisory services to a wide range of clients, including high-net-worth individuals, families, businesses, and non-profit organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MA
04/19/2023 - Present
Captrust (Boston MA)
NC
03/06/2003 - 12/22/2009
H.D. VEST INVESTMENT SERVICES (RALEIGH NC)
NY
07/24/2000 - 08/30/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
GA
02/19/1999 - 08/30/1999
FSC SECURITIES CORPORATION (ATLANTA GA)
CA
08/09/1993 - 10/02/1995
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BOTH
Issued 04/04/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/05/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/06/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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