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Nicole Bennett

Kingswood Capital Partners, LLC

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About Nicole Bennett

Nicole Bennett is a financial advisor with Kingswood Capital Partners, LLC. Nicole has been in the financial services industry since March 15, 2012. Nicole has passed the Securities Industry Essentials Examination and the Assistant Representative-Order Processing Qualification Exam. Nicole is registered with FINRA.

Firm Information

Nicole Bennett is currently registered with Kingswood Capital Partners, LLC. Kingswood Capital Partners, LLC is a Limited Liability Company formed in 2016 and is registered to do business in all 50 U.S. states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicole Bennett’s Registration & Firm History

NY

05/19/2023 - Present

Kingswood Capital Partners, LLC (New York NY)

NY

02/26/2019 - 05/19/2023

BENCHMARK INVESTMENTS, LLC (New York NY)

GA

03/07/2019 - 06/29/2020

CAPE SECURITIES INC. (MCDONOUGH GA)

NY

03/12/2012 - 02/22/2019

NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/23/2021

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/2012

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicole Bennett.
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