Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Henninger is a financial advisor at Morgan Stanley. Nicole has been a registered representative in the securities industry since July 2007. Nicole is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7 and 66 licenses as well as the SIE exam. Nicole is also a registered investment advisor representative in Florida and Texas. Prior to joining Morgan Stanley, Nicole was employed by Wells Fargo Advisors and HSBC Securities (USA) Inc. Nicole has experience in providing financial advice to high-net-worth individuals, corporations and other businesses, investment companies, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
05/03/2021 - Present
Morgan Stanley (Miami FL)
FL
08/21/2015 - 05/04/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
07/31/2009 - 08/27/2015
HSBC SECURITIES (USA) INC. (MIAMI FL)
FL
01/15/2008 - 07/23/2009
BULLTICK SECURITIES, LLC (MIAMI FL)
FL
07/11/2007 - 09/25/2008
BULLTICK, LLC (MIAMI FL)
BOTH
Issued 11/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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