Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Schafer is a financial advisor with Rockefeller Financial LLC. Nicole has been in the financial industry since 2006 and has a wide range of experience in providing financial advice to individuals, families, and businesses. Nicole is registered with the Securities and Exchange Commission (SEC) and is a Certified Financial Planner (CFP®). Nicole has also held positions with Morgan Stanley and Citigroup Global Markets Inc. in the past. Nicole is dedicated to providing her clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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ID
06/03/2022 - Present
Rockefeller Financial LLC (Coeur d'Alene ID)
ID
06/01/2009 - 06/02/2022
MORGAN STANLEY (Coeur D'Alene ID)
WA
05/07/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SEATTLE WA)
WA
08/12/2006 - 04/23/2007
UBS FINANCIAL SERVICES INC. (SEATTLE WA)
WA
04/25/2006 - 08/12/2006
PIPER JAFFRAY & CO. (SEATTLE WA)
BOTH
Issued 07/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/27/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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