Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Rockett is a financial advisor with Raymond James Financial Services, Inc., based in Fort Collins, CO. Nicole has been working in the financial industry since March 2009 and holds both Series 7 and SIE licenses. She is registered with FINRA and the state of Colorado to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
03/16/2009 - Present
Raymond James Financial Services, Inc. (Fort Collins CO)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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