Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Anne Morgia has been in the financial services industry since October 4, 2002. Nicole is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., in Clinton Township, Michigan. Nicole's previous employers include MetLife Securities Inc., New England Securities and Raymond James & Associates, Inc. Nicole is a licensed investment advisor in Michigan and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
05/19/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CLINTON TOWNSHIP MI)
MI
04/15/2004 - 05/20/2016
METLIFE SECURITIES INC. (SOUTHFIELD MI)
MI
02/27/2014 - 01/02/2015
NEW ENGLAND SECURITIES (TROY MI)
MI
04/15/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (TROY MI)
FL
09/11/2002 - 04/28/2004
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
IA
Issued 10/27/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/25/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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