Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Gaillard-Larson is a financial advisor with The Leaders Group, Inc., a firm based in LITTLETON, CO. Nicole has been in the financial industry since 2001. Nicole is registered with the state of South Carolina and holds the Series 6, 7, 26, and 63 licenses. Prior to joining The Leaders Group, Inc. Nicole worked at several other firms including MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC., WELLS FARGO ADVISORS, LLC, and PLANCO FINANCIAL SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/22/2019 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NC
03/25/2017 - 02/13/2018
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
08/18/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
10/18/2007 - 08/12/2015
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
PA
12/09/1999 - 09/19/2007
PLANCO FINANCIAL SERVICES, LLC (WAYNE PA)
BC
Issued 01/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/08/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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