Unclaimed
Nicole Ann Toro is a registered representative with TIAA-CREF Individual & Institutional Services, LLC. Nicole has been in the securities industry since 2013. Nicole is registered in 13 states, including Connecticut, Florida, Maine, Maryland, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, Texas, Virginia, and Washington. Nicole is also registered as an investment advisor representative in New Jersey. Nicole holds the Series 7, Series 66, and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NJ
06/16/2015 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Red Bank NJ)
NJ
01/30/2012 - 07/29/2013
MORGAN STANLEY (SHREWSBURY NJ)
BOTH
Issued 09/28/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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