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Nicole Ann Strauser

Prudential Investment Management Services LLC

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About Nicole Ann Strauser

Nicole Strauser is a financial advisor who has been in the industry since January 19, 2004. Nicole is currently registered with Prudential Investment Management Services LLC in Fort Washington, PA. Previously, Nicole has held positions at PRUCO SECURITIES, LLC. and Prudential Investment Management Services LLC. Nicole is a Series 6, Series 26, Series 63 and Series 99TO licensed professional. She has a history of working in Pennsylvania and New Jersey.

Firm Information

Nicole Strauser is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicole Strauser’s Registration & Firm History

PA

12/10/2014 - Present

Prudential Investment Management Services LLC (Fort Washington PA)

NJ

11/04/2020 - 12/04/2022

PRUCO SECURITIES, LLC. (Newark NJ)

PA

06/24/2010 - 10/19/2012

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (SCRANTON PA)

PA

08/03/2001 - 02/25/2010

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (SCRANTON PA)

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Licenses & Designations

BC

Issued 08/17/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/30/2010

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/31/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicole Ann Strauser.
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