Unclaimed
Nicole Muir is a Registered Representative with Northwestern Mutual Investment Services, LLC in Baltimore, Maryland. Nicole has been in the securities industry since November 11, 2015 and is registered with FINRA as a Series 63, Series 7, and SIE representative. Nicole is also registered as an Investment Advisor Representative in Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MD
11/12/2015 - Present
Northwestern Mutual Investment Services, LLC (BALTIMORE MD)
BC
Issued 03/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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