Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Keating is an investment advisor representative associated with Truist Advisory Services, Inc. Nicole has been in the financial services industry since April 2015. Nicole has Series 6, 7TO, and 63 licenses, as well as the Uniform Investment Adviser Law Examination (Series 65). Nicole has a wide range of experience and is currently registered in Florida and Georgia. Prior to working at Truist Advisory Services, Inc., Nicole worked at SunTrust Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
03/11/2020 - Present
Truist Advisory Services, Inc. (ALTAMONTE SPRINGS FL)
FL
06/21/2010 - 10/03/2014
SUNTRUST INVESTMENT SERVICES, INC. (MAITLAND FL)
IA
Issued 03/04/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/26/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/27/2019
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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