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Nicole Ann Engel

CAZ Investments LP

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About Nicole Ann Engel

Nicole Engel is a financial advisor with Caz Investments LP, located in Houston, TX. Nicole has been working in the financial services industry since 2013. Nicole has a background in financial services and has worked with a number of firms, including William Blair & Company, LLC, LJM Partners, LTD., Liccar Securities, LLC, Northern Lights Distributors, LLC, HighTower Securities, LLC, Hightower Advisors LLC, and Caz Investments LP. Nicole is registered with the state of Texas and holds Series 3, 7, and 66 licenses. Nicole's areas of specialization include portfolio management for individuals and pooled investment vehicles, as well as selection of other advisors.

Firm Information

Nicole Engel is currently registered with CAZ Investments LP. CAZ Investments LP is an investment advisor based in Houston, Texas. The firm offers portfolio management services to individuals, businesses, and pooled investment vehicles, as well as selection of other advisors. They manage approximately $6.4 billion in assets for 8,044 clients. CAZ Investments LP does not participate in wrap fee programs.
CAZ Investments LP

ONE RIVERWAY

HOUSTON, TX 77056

$6.40B

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Nicole Engel’s Registration & Firm History

TX

04/19/2021 - Present

CAZ Investments LP (HOUSTON TX)

IL

10/25/2019 - 03/23/2021

HIGHTOWER SECURITIES, LLC (CHICAGO IL)

NE

04/30/2018 - 05/02/2019

NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)

IL

08/18/2015 - 02/16/2018

LICCAR SECURITIES, LLC (Chicago IL)

IL

05/15/2013 - 05/26/2015

WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 11/26/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/2015

Series 3 - National Commodity Futures Examination

BC

Issued 05/14/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Nicole Ann Engel.
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