Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Davis is a financial professional with over 10 years of experience in the financial services industry. Nicole has a wide range of experience working with clients in various capacities. Nicole holds licenses for Series 3, 7, 24, 63, and 65 and has worked with several firms including Next Financial Group, Inc., LaSalle Investment Management Distributors, LLC, and GRV Securities LLC. Currently, Nicole is registered with Newedge Securities, Inc. and is located in Stamford, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
02/09/2024 - Present
Newedge Securities, Inc. (STAMFORD CT)
TX
10/11/2016 - 12/01/2017
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
IL
11/13/2015 - 10/11/2016
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC (CHICAGO IL)
IL
10/16/2012 - 10/21/2015
GRV SECURITIES LLC (CHICAGO IL)
BC
Issued 05/14/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/17/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/2014
Series 24 - General Securities Principal Examination
BC
Issued 12/01/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/26/2011
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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