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Nicole Ann Cantrill

Northwestern Mutual Investment Services, LLC

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About Nicole Ann Cantrill

Nicole Cantrill is a financial professional with over 20 years of experience in the financial services industry. Nicole is currently registered with Northwestern Mutual Investment Services, LLC. Previously, Nicole worked at Multi-Financial Securities Corporation and Waddell & Reed, Inc. Nicole has experience in providing financial advice to individual clients, as well as insurance products and services. Nicole is a registered representative and investment advisor representative, and holds the Series 6, Series 63, and Series 65 licenses, as well as the Securities Industry Essentials (SIE) exam. Nicole holds a Bachelor of Science degree in Business Administration from the University of Idaho.

Firm Information

Nicole Cantrill is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1111 W JEFFERSON ST

BOISE, ID 83702

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Nicole Cantrill’s Registration & Firm History

ID

10/14/2010 - Present

Northwestern Mutual Investment Services, LLC (BOISE ID)

ID

12/04/2006 - 09/14/2010

MULTI-FINANCIAL SECURITIES CORPORATION (BOISE ID)

ID

11/17/2004 - 12/01/2006

WADDELL & REED, INC. (BOISE ID)

KS

10/29/2002 - 11/10/2003

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

IA

Issued 3/26/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/18/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Nicole Ann Cantrill. Review regulatory record here.
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