Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Cantrill is a Registered Representative and Investment Advisor Representative with Northwestern Mutual Investment Services, LLC. Nicole has been in the financial services industry since 2002. She has held prior positions with Multi-Financial Securities Corporation and Waddell & Reed, Inc. Nicole is registered in 17 states and holds Series 6, Series 63, and Series 65 licenses. In addition to providing investment advice, Nicole also provides referral services to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
ID
10/14/2010 - Present
Northwestern Mutual Investment Services, LLC (BOISE ID)
ID
12/04/2006 - 09/14/2010
MULTI-FINANCIAL SECURITIES CORPORATION (BOISE ID)
ID
11/17/2004 - 12/01/2006
WADDELL & REED, INC. (BOISE ID)
KS
10/29/2002 - 11/10/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 03/26/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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