Unclaimed
Nicole Kincade is a financial advisor at Nylife Distributors LLC, a firm that is not registered as an investment advisor. Nicole has been in the financial industry since 2015 and has a Series 7, Series 63, Series 79, and SIE licenses. Nicole has been registered with the state of New York since September 24, 2021. Nicole has prior experience at BOFA SECURITIES, INC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and BARCLAYS CAPITAL INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/24/2021 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
08/12/2019 - 07/27/2021
BOFA SECURITIES, INC. (NEW YORK NY)
NY
05/02/2019 - 08/13/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/03/2015 - 04/23/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/03/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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