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Nicole Andreana Sheehan

Cetera Advisors LLC

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About Nicole Andreana Sheehan

Nicole Sheehan is a financial advisor with Cetera Advisors LLC and Cetera Financial Specialists LLC in Atlanta, Georgia. Nicole has been in the financial services industry since July 2005. She is a registered representative in Georgia and holds the Series 7, Series 24, Series 52TO, Series 53, and Series 63 licenses.

Firm Information

Nicole Sheehan is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicole Sheehan’s Registration & Firm History

GA

10/27/2015 - Present

Cetera Advisors LLC (ATLANTA GA)

GA

10/27/2015 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (ATLANTA GA)

GA

10/27/2015 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (ATLANTA GA)

GA

10/27/2015 - 11/01/2017

GIRARD SECURITIES, INC. (ATLANTA GA)

GA

10/27/2015 - 12/14/2016

LEGEND EQUITIES CORPORATION (Atlanta GA)

GA

10/27/2015 - 11/09/2016

INVESTORS CAPITAL CORP. (ATLANTA GA)

GA

10/27/2015 - 11/09/2016

VSR FINANCIAL SERVICES, INC. (Atlanta GA)

CA

01/06/2012 - 04/29/2015

NATIONAL PLANNING CORPORATION (El Segundo CA)

CA

08/16/2011 - 12/08/2011

J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)

CA

05/09/2011 - 08/12/2011

SCOTTRADE, INC. (RANCHO CUCAMONGA CA)

FL

11/13/2008 - 08/27/2010

PERSHING ADVISOR SOLUTIONS LLC (LAKE MARY FL)

TX

01/06/2000 - 07/27/2004

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 03/10/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/10/2014

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/28/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicole Andreana Sheehan.
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