Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Alexis Higgins is a registered representative and investment advisor representative, having worked in the industry since 2001. Currently, Nicole is affiliated with Fidelity Personal and Workplace Advisors. Nicole specializes in retirement planning and estate planning for individuals and families. She is also skilled in working with charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
08/05/2022 - Present
Fidelity Personal AND Workplace Advisors (WEST HARTFORD CT)
CT
12/05/2017 - 05/03/2022
WELLS FARGO CLEARING SERVICES, LLC (FARMINGTON CT)
CT
03/02/2016 - 07/24/2017
AMERIPRISE FINANCIAL SERVICES, INC. (WEST HARTFORD CT)
CT
10/13/2011 - 03/02/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WEST HARTFORD CT)
CT
10/30/2007 - 06/16/2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
MA
09/19/2005 - 07/16/2007
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NJ
04/30/2005 - 08/23/2005
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CT
08/16/2004 - 04/30/2005
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)
CT
02/14/2001 - 10/14/2003
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
NY
08/25/1999 - 01/23/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 09/20/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 08/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Nicole Higgins is the right advisor for you? Invested Better is here to help.
