Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Alexis Hamaway is a financial professional with experience in the securities industry. Nicole is registered with UBS Securities LLC in New York. Nicole previously worked with UBS Financial Services Inc. in New York. Nicole has passed the following exams: Series 63, Series 79TO, SIE, and Series 52. Nicole is registered to sell securities in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/15/2020 - Present
UBS Securities LLC (New York NY)
NY
08/24/2018 - 12/15/2020
UBS FINANCIAL SERVICES INC. (New York NY)
BC
Issued 09/07/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2018
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
Not sure Nicole Hamaway is the right advisor for you? Invested Better is here to help.
