Unclaimed
Nicole Alexandria Dubin is a financial advisor with Wells Fargo Advisors Financial Network, LLC, with over 18 years of experience in the financial services industry. Nicole's professional career began in January 2005 at Wells Fargo Clearing Services, LLC in Tucson, Arizona. Nicole earned her Series 7, Series 63, and SIE licenses. Nicole Alexandria Dubin is registered as a Registered Representative in 44 states and as an Investment Advisor Representative in Texas. Nicole Alexandria Dubin's current firm is Wells Fargo Advisors Financial Network, LLC, which is a subsidiary of Wells Fargo & Company. The firm has over 2,220 licensed agents and over 3,227 registered representatives. Wells Fargo Advisors Financial Network, LLC provides investment consulting services to institutional clients, as well as financial planning, pension consulting, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
01/20/2023 - Present
Wells Fargo Advisors Financial Network, LLC (CHARLESTON SC)
AZ
10/22/2018 - 01/20/2023
WELLS FARGO CLEARING SERVICES, LLC (TUCSON AZ)
BC
Issued 06/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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