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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Alexandra Garfias is a registered investment advisor representative with Sanctuary Advisors, LLC, a firm headquartered in Indianapolis, Indiana. Nicole has been in the financial services industry since December 2017 and holds her Series 66, Series 7 and SIE licenses. Previously, she was a registered representative with Wells Fargo Clearing Services, LLC and UBS Financial Services Inc. Nicole has a proven track record of success in providing investment advice to individuals, high-net-worth individuals, corporations, and charitable organizations. Sanctuary Advisors, LLC is a fee-based firm that offers a wide range of investment services, including financial planning, portfolio management, and educational seminars. The firm has a strong focus on providing personalized investment advice that is tailored to each client's specific needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/04/2023 - Present
Sanctuary Advisors, LLC (SANTA BARBARA CA)
CA
07/08/2020 - 09/29/2023
WELLS FARGO CLEARING SERVICES, LLC (SANTA BARBARA CA)
CA
12/11/2019 - 07/09/2020
UBS FINANCIAL SERVICES INC. (SANTA BARBARA CA)
BOTH
Issued 06/07/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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