Unclaimed
Nicole Alecia Ransom is a financial advisor who has been in the industry since December 2015. Nicole is currently registered with Morgan Stanley. Nicole is licensed to offer securities and investment advisory services in 55 states and jurisdictions. Nicole also holds the Series 66, Series 7, and SIE licenses. Nicole specializes in providing financial planning, pension consulting, asset allocation advice, educational seminars, selection of other advisers, and portfolio management for individuals, businesses, and investment companies. Nicole is also registered to offer investment advisory services in Texas. Nicole works at the Morgan Stanley office in LA PLATA, MD.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MD
05/05/2020 - Present
Morgan Stanley (LA PLATA MD)
BOTH
Issued 08/18/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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