Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole Turosky is a financial advisor at Wells Fargo Clearing Services, LLC. Nicole has over 18 years of experience in the financial services industry. Nicole holds a Series 7, 6, 63, 65, and SIE licenses. Nicole is a Certified Financial Planner and has extensive experience in helping clients with their financial planning needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
08/21/2018 - Present
Wells Fargo Clearing Services, LLC (DANBURY CT)
CT
09/02/2016 - 02/01/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WILTON CT)
NY
05/31/2006 - 07/17/2006
LINSCO/PRIVATE LEDGER CORP. (TARRYTOWN NY)
NY
04/04/2006 - 04/24/2006
AMERIPRISE FINANCIAL SERVICES, INC. (TARRYTOWN NY)
BC
Issued 09/15/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/08/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/10/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/02/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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