Unclaimed
Nicole Peters is a registered representative with PFS Investments Inc. and has been in the industry since February 7, 2008. Nicole holds Series 6, Series 63, Series 6TO and SIE licenses and specializes in Investment Company Products/Variable Contracts. Nicole is registered to offer securities in Arizona. Currently, Nicole is located at the PFS Investments Inc. office in Tempe, Arizona. Previously, Nicole worked at offices in Gilbert, Duluth, and Mesa, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
AZ
09/29/2021 - Present
PFS Investments Inc. (TEMPE AZ)
AZ
06/30/2009 - 10/15/2013
PFS INVESTMENTS INC. (GILBERT AZ)
GA
02/22/2007 - 05/29/2009
PFS INVESTMENTS INC. (DULUTH GA)
AZ
01/04/2000 - 01/31/2007
PFS INVESTMENTS INC. (MESA AZ)
BC
Issued 02/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/02/2020
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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