Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole A Francis is a registered representative with T. Rowe Price Investment Services, Inc. with over 2 years of experience in the industry. Nicole is licensed to provide securities-related advice in all 50 states, as well as the District of Columbia and Puerto Rico. Nicole is also registered with FINRA and holds Series 7TO and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MD
11/30/2023 - Present
T. Rowe Price Investment Services, Inc. (OWINGS MILLS MD)
BC
Issued 12/14/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/07/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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