Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicole? Claim Your ProfileNicole A. Elliott is a financial advisor with J.P. Morgan Securities LLC. Nicole has been in the financial services industry since 2007. Nicole's professional experience includes working at Charles Schwab & Co., Inc., MML Investors Services, LLC, and HD Vest Investment Services. Nicole has a wide range of experience and holds licenses in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
TX
12/15/2023 - Present
J.p. Morgan Securities LLC (Plano TX)
TX
07/30/2020 - 12/12/2023
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
08/30/2018 - 06/24/2020
J.P. MORGAN SECURITIES LLC (Plano TX)
NC
03/25/2017 - 06/12/2017
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
04/04/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
TX
09/23/2014 - 03/18/2016
HD VEST INVESTMENT SERVICES (Irving TX)
TX
06/29/2007 - 04/24/2014
TD AMERITRADE, INC. (FORT WORTH TX)
BOTH
Issued 09/06/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2019
Series 4 - Registered Options Principal Examination
BC
Issued 03/11/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/14/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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