Unclaimed
Nicolas Williams is an investment advisor representative with MML Investors Services, LLC. Nicolas has been in the securities industry for 12 years and holds Series 6, 63, and 65 licenses, along with the SIE exam. Nicolas is registered in Alabama, Florida, Illinois, Indiana, Kentucky, Michigan, Ohio, and Washington. Nicolas specializes in providing investment advice and financial planning services to individuals, businesses, trusts, foundations, and endowments. Nicolas is also registered to provide investment advice to corporations, other investment advisors, pension and profit-sharing plans, and charitable organizations. Nicolas is committed to providing his clients with personalized investment advice and strategies that meet their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
IN
01/27/2016 - Present
MML Investors Services, LLC (FRANCESVILLE IN)
IA
Issued 11/18/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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