Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicolas? Claim Your ProfileNicolas Figliozzi is a financial professional with over 6 years of experience in the industry. Currently, Nicolas is registered with Smbc Nikko Securities America, Inc. based in New York, NY. Nicolas holds the Series 63, Series 79TO, SIE and Series 99 licenses. Prior to Smbc Nikko Securities America, Inc., Nicolas was employed at J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/04/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
03/16/2017 - 06/08/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 10/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/23/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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